General information about company
Scrip code	506579
NSE Symbol	OCCL
MSEI Symbol	NOTLISTED
ISIN	INE321D01016
Name of the company	ORIENTAL CARBON AND CHEMICALS LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	30-09-2020
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	Yes

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	8	5171124			5171124	51.76	5171124		5171124	51.76
(B)	Public	16015	4818968			4818968	48.24	4818968		4818968	48.24
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total	16023	9990092			9990092	100	9990092		9990092	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				51.76					5171124
(B)	Public				48.24					4509858
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total				100					9680982

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		3	409500			409500	4.1	409500		409500	4.1
(d)	Any Other (specify)		5	4761624			4761624	47.66	4761624		4761624	47.66
Sub-Total (A)(1)			8	5171124			5171124	51.76	5171124		5171124	51.76
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			8	5171124			5171124	51.76	5171124		5171124	51.76
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)	Mutual Funds		4	1407783			1407783	14.09	1407783		1407783	14.09
(c)	Alternate Investment Funds		4	66120			66120	0.66	66120		66120	0.66
(e)	Foreign Portfolio Investors		11	69684			69684	0.7	69684		69684	0.7
(f)	Financial Institutions/ Banks		5	2180			2180	0.02	2180		2180	0.02
(g)	Insurance Companies		2	453775			453775	4.54	453775		453775	4.54
Sub-Total (B)(1)			26	1999542			1999542	20.02	1999542		1999542	20.02
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		15030	2076681			2076681	20.79	2076681		2076681	20.79
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		5	162433			162433	1.63	162433		162433	1.63
(c)	Employee Trusts		1	266			266	0	266		266	0
(e)	Any Other (specify)		953	580046			580046	5.81	580046		580046	5.81
Sub-Total (B)(3)			15989	2819426			2819426	28.22	2819426		2819426	28.22
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			16015	4818968			4818968	48.24	4818968		4818968	48.24
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			16023	9990092			9990092	100	9990092		9990092	100
Total (A+B+C )			16023	9990092			9990092	100	9990092		9990092	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				4.1					409500
(d)				47.66					4761624
Sub-Total (A)(1)				51.76					5171124
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				51.76					5171124
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)				14.09					1407783
(c)				0.66					66120
(e)				0.7					69684
(f)				0.02					0
(g)				4.54					453775
Sub-Total (B)(1)				20.02					1997362
( 3 )	Non-institutions
(a(i))				20.79					1797835
(a(ii))				1.63					162433
(c)				0					266
(e)				5.81					551962
Sub-Total (B)(3)				28.22					2512496
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				48.24					4509858
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					9680982
Total (A+B+C )				100					9680982

Individuals/Hindu undivided Family
Searial No.	1	2	3
Name of the Shareholders (I)	APARNA GOENKA	ARVIND GOENKA	AKSHAT GOENKA	Click here to go back
PAN (II)	ADCPG6068M	ADDPG4464E	AJLPG3347E	Total
No. of fully paid up equity shares held (IV)	202000	107500	100000	409500
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	202000	107500	100000	409500
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.02	1.08	1	4.1
Number of Voting Rights held in each class of securities (IX)
Class eg:X	202000	107500	100000	409500
Class eg:y
Total	202000	107500	100000	409500
Total as a % of Total Voting rights	2.02	1.08	1	4.1
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	2.02	1.08	1	4.1
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	202000	107500	100000	409500
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter Group	Promoter	Promoter

Any Other (specify)
Searial No.	1	2	3	4	5
Category	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Bodies Corporate	Click here to go back
Name of the Shareholders (I)	COSMOPOLITAN INVESTMENTS LIMITED	NEW INDIA INVESTMENT CORPORATION LIMITED	DUNCAN INTERNATIONAL (INDIA) LIMITED	HALDIA INVESMENT COMPANY LIMITED	DISCIPLINED INVESTMENTS LIMITED
PAN (II)	AABCC0471H	AAACN8998F	AABCD1222D	AAACH6632E	AAACD9106D	Total
No. of the Shareholders (I)	1	1	1	1	1	5
No. of fully paid up equity shares held (IV)	1907528	1214136	994616	615344	30000	4761624
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	1907528	1214136	994616	615344	30000	4761624
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	19.09	12.15	9.96	6.16	0.3	47.66
Number of Voting Rights held in each class of securities (IX)
Class eg: X	1907528	1214136	994616	615344	30000	4761624
Class eg:y
Total	1907528	1214136	994616	615344	30000	4761624
Total as a % of Total Voting rights	19.09	12.15	9.96	6.16	0.3	47.66
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	19.09	12.15	9.96	6.16	0.3	47.66
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	1907528	1214136	994616	615344	30000	4761624
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter Group	Promoter Group	Promoter Group	Promoter Group	Promoter Group

Mutual Funds
Searial No.	1	2
Name of the Shareholders (I)	HDFC TRUSTEE CO LIMITED	L AND T MUTUAL FUND TRUSTEE LIMITED	Click here to go back
PAN (II)	AAATH1809A	AAATC4460E	Total
No. of fully paid up equity shares held (IV)	926250	401933	1328183
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	926250	401933	1328183
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	9.27	4.02	13.3
Number of Voting Rights held in each class of securities (IX)
Class eg: X	926250	401933	1328183
Class eg:y
Total	926250	401933	1328183
Total as a % of Total Voting rights	9.27	4.02	13.3
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	9.27	4.02	13.3
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	926250	401933	1328183
Reason for not providing PAN
Reason for not providing PAN

Insurance Companies
Searial No.	1	2
Name of the Shareholders (I)	Life Insurance Corporation Of India	General Insurance Corporation Of India	Click here to go back
PAN (II)	AAACL0582H	AAACG0615N	Total
No. of fully paid up equity shares held (IV)	281433	172342	453775
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	281433	172342	453775
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.82	1.73	4.54
Number of Voting Rights held in each class of securities (IX)
Class eg: X	281433	172342	453775
Class eg:y
Total	281433	172342	453775
Total as a % of Total Voting rights	2.82	1.73	4.54
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.82	1.73	4.54
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	281433	172342	453775
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.	1	2	3	4	5	6	7
Category	IEPF	Trusts	HUF	Foreign Portfolio Investor (Category - III)	Clearing Members	Bodies Corporate	Non-Resident Indian (NRI)
Category / More than 1 percentage	Category	Category	Category	Category	Category	Category	Category
Name of the Shareholders (I)
PAN (II)
No. of the Shareholders (I)	1	2	242	1	23	131	553
No. of fully paid up equity shares held (IV)	98094	150	61634	350	3936	168082	247800
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	98094	150	61634	350	3936	168082	247800
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	0.98	0	0.62	0	0.04	1.68	2.48
Number of Voting Rights held in each class of securities (IX)
Class eg: X	98094	150	61634	350	3936	168082	247800
Class eg:y
Total	98094	150	61634	350	3936	168082	247800
Total as a % of Total Voting rights	0.98	0	0.62	0	0.04	1.68	2.48
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	0.98	0	0.62	0	0.04	1.68	2.48
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	98094	150	61570	350	3936	166351	221511
Reason for not providing PAN
Reason for not providing PAN

Any Other (specify)
Searial No.
Category
Category / More than 1 percentage
Name of the Shareholders (I)	Click here to go back
PAN (II)	Total
No. of the Shareholders (I)	953
No. of fully paid up equity shares held (IV)	580046
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	580046
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	5.8
Number of Voting Rights held in each class of securities (IX)
Class eg: X	580046
Class eg:y
Total	580046
Total as a % of Total Voting rights	5.8
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	5.8
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	551962
Reason for not providing PAN
Reason for not providing PAN

significant beneficial owners

Sr. No.

Details of the SBO

Details of the registered owner

Details of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:

Date of creation / acquisition of significant beneficial interest

Name

PAN

Passport No. in case of a foreign national

Nationality

Nationality (Applicable in case of Any other is selected)

Name

PAN

Passport No. in case of a foreign national

Nationality

Nationality (Applicable in case of Any other is selected)

Whether by virtue of:

Shares

Voting rights

Rights on distributable dividend or any other distribution

Exercise of control

Exercise of significant influence

1

AKSHAT GOENKA

AJLPG3347E

India

COSMOPOLITAN INVESTMENTS LIMITED

AABCC0471H

India

19.09

Yes

Yes

17-12-2015

2

AKSHAT GOENKA

AJLPG3347E

India

HALDIA INVESTMENT COMPANY LIMITED

AAACH6632E

India

6.16

Yes

Yes

17-12-2015

3

AKSHAT GOENKA

AJLPG3347E

India

DISCIPLINED INVESTMENTS LIMITED

AAACD9106D

India

0.3

Yes

Yes

17-12-2015

Total:

25.55

0

0

4

ARVIND GOENKA

ADDPG4464E

India

New India Investment Corporation Ltd

AAACN8998F

India

12.15

Yes

Yes

21-03-2016

5

ARVIND GOENKA

ADDPG4464E

India

Duncan International (India) Ltd

AABCD1222D

India

9.96

Yes

Yes

21-03-2016

Total:

22.11

0

0